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Compliance Openings

Compliance Review Analyst
Focus:
Life Insurance Materials Compliance
Years:
3-7 L&A, Mutual Funds
Compensation:
$60-$100K Base + bonus
Location:
Houston, TX
KEY REQUIREMENTS:

  • FINRA Series 6, 26 licenses

  • 3 - 7 years qualified life insurance plans, L&A, mutual funds

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Agriculture Compliance Manager
Focus:
Agriculture Products, Literature, Claims
Years:
2-5 years agriculture
Compensation:
$45-$60K Base + bonus
Location:
REMOTE - OH
KEY REQUIREMENTS:

  • 2+ years college

  • 2-5 years agriculture experience

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